Search results for: SCO

Beacon Hill Fund Services has developed a compliance consulting module for registered investment advisers (RIAs) for form ADV Part 2 amendments. 

New Jersey took the top spot in three key measures of financial capability, according to research released by the FINRA Investor Education Foundation.

A new survey by Cogent Research finds 13% of affluent Americans closed at least one investment account in the last year, more than double the pace reported in...

Arnerich Massena, a Portland, Oregon-based independent money manager, chose Scott Dunbar to be its director of institutional services.

Minneapolis-St. Paul residents are the best prepared for and confident about retirement, according to a new poll.

This week I will undergo one of those “you’re getting older” physicals.   

Legg Mason, a global asset management firm, has created the Retirement Advisory Council, bringing together 14 industry leaders to delve into the major challenges facing the retirement industry. ...

Edge Asset Management in Seattle, Washington, announced Egor Rybakov has joined Edge as a portfolio manager for International Equity, effective December 1, 2010.

Bay Colony Partners and Dynamic Wealth Advisors are working together to provide a wealth management platform for customer portfolio management and client reporting.

Four Invesco PowerShares exchange-traded funds based on Keefe, Bruyette & Woods, Inc. (KBW) indexes began trading on the NYSE Arca today.

Pioneer Investments is partnering with Fiduciary360 (fi360) “to help prepare advisers for an increasingly fiduciary future.”

J.P. Morgan Asset Management hired Michael Falcon as Managing Director and Head of Retirement in the U.S. and Canada.

AllianceBernstein has launched Secure Retirement Strategies (SRS), a target-date solution that provides guaranteed lifetime retirement income to participants of large defined contribution (DC) plans.

MassMutual's Retirement Services Division is introducing a new Web site it says is an "engine for action" for participants striving to plan and save for retirement.

Northern Trust has appointed Peter Cherecwich as head of Global Fund Services (GFS).