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2018 PLANADVISER DCIO Survey

An overview of the top providers.

Providers

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Neuberger Berman

TOTAL DCIO ASSETS ($MM)
Q1 2018$18,327
Year ending 12/31/2017$18,812
Year ending 12/31/2016$17,142
Total DCIO funds40
TOP DCIO FUND
Fund nameNeuberger Berman Genesis Fund
Fund assets ($MM)$6,032
Portfolio managerJ. Vale, R. D'Alello
Start date1994, 1997
Number of TDF series0
DCIO ASSET BREAKDOWN (does not include “other” categories)
Mutual funds56%
Collective investment trusts3%
Separate accounts41%
Stocks67%
Bonds (excluding stable value)33%
Stable value/Money market0%
Asset allocation (target-date, target-risk, balanced)0%
% Active/Passive100%/0%
ADVISER SUPPORT/SERVICES
Salespeople focused on advisers8
Salespeople focused on institutional18
Compliance support
Plan benchmarking
Target-date evaluation tools
# OF RECORDKEEPER SELLING AGREEMENTS36

ARCHIVE

DCIO Survey

The reach of defined contribution investment only marketplace—and how industry insiders expect intermediaries to expand the current concentration of assets among a few DCIO providers to competing investment firms.