News

Retail banks, active investment managers, defined contribution plan advisers, recordkeepers—they’re all focused on building client trust as a crucial element of future sales success.  

T. Rowe CIO to Retire; Voya Hires VP of ESG; Morningstar Appoints Two New Leaders in Tech; Great Lakes Advisors Hires Managing Director; and more.

Interest rates saw their biggest jump in the year in October, producing losses of 1% to 2% on bond portfolios.

In light of the DOL fiduciary rule, the two firms plan to roll out a series of new compliance tools and initiatives including a Product Mix Transition Calculator...

A new suite of technology driven solutions from Broadridge Financial Solutions seeks to solve pressing questions related to the Department of Labor conflict of interest reform. 

Vanguard Innovation Center to Open in 2017; and Morningstar Launches Open Indexes Project with Free Access to Global Equity Indexes.

Even consistent leaders in the asset management industry will face hardship in coming years, thanks to a confluence of competitive pressures already starting to take hold, a new...

Presenting women with ideas rather than promoting products and considering gender-specific goals are among the key requirements to effective service. 

An analysis of DC participant distribution behavior supports the use of 'through' TDFs and the allowance of partial distribution options to help participants preserve their assets and develop...

While a handful of firms are moving away from commission-based retirement accounts in light of the DOL’s fiduciary rule, Cambridge Investment Group says it will keep supporting these...

In light of the DOL’s fiduciary rule, advisory firms are increasingly utilizing digital portfolios with low-cost ETFs; however, some advisers are voicing concern over the potential risks associated...

The fiduciaries did not follow terms of the plan document when paying out participants upon plan termination, a federal court found.

More participants are putting all their assets in a single target-date fund—using TDFs as their designers generally intend.

The parent company of PLANADVISER announced the next stage of its growth strategy with the acquisition of BrightScope. 

In addition to offering retirement-guidance to university employees, Provizr also offers an automated portfolio-management option. 

The “Changes to Note” section of the 2016 instructions highlight important modifications to the Form 5500 and Form 5500-SF and their schedules and instructions.

ETFs have a long way to go before they overtake mutual funds in the DC space, but data from State Street Global Advisors suggested they could be on...

“Women face hurdles during their savings years and then face a second, equally difficult, set of challenges throughout retirement,” a new TIAA report warns. 

The digital program offers financial-literary courses on topics ranging from credit card management to estate planning, and also extends to family members of retirement plan participants.

While a report from the DOL shows increases in employers adopting both DB and DC plans and assets growing, it also indicates retirement plans are paying out more...