SEC Risk Alert Addresses Marketing Rule Compliance Examinations
The SEC’s new marketing rule is set to take effect on November 4, and the agency’s Division of Examinations says...
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Retirement Plan Investors Face Challenges Managing Digital Accounts
According to J.D. Power, Bank of America and Charles Schwab tie for the top spot in digital participant satisfaction.
Judge Rules in Favor of Goldman Sachs in ERISA Suit
A federal judge rules that Goldman Sachs did not privilege its own mutual funds at the expense of retirement plan...
PANC 2022: DEI at Work
Advisers share insights about how they are changing the composition of their firms—from entry-level positions to senior management—to better reflect...
Retirement Industry People Moves
MetLife appoints director of institutional client group; eMoney announces leadership team additions; TIAA names head of research and thought leadership...
Alight Announces New Benefits Marketplace
The offering can provide employees with access to more than 150 services and experiences.
Janus Henderson Sued for Allegedly Favoring Its Own Funds in Its Retirement Plan
Class action lawsuit claims firm loaded its 401(k) plan with high-fee, underperforming proprietary funds.
Hearsay Aims to Help Advisers Ensure Compliance With Marketing Rule
Hearsay says its new digital client is designed to assist advisers and firms in adhering to new SEC marketing regulations.
Lori Lucas to Depart EBRI CEO Role After 5 Years at the Helm
Lucas will continue in her current role through the end of 2022 and will help the research organization search for and transition to a new leader.
Vestwell Launches 2 Products for 401(k) TPAs
The products seek to help third-party administrators scale their small and midsize plans.
Investment Product and Service Launches
Vontobel continues multi-boutique expansion in North America; AllianceBernstein launches active ETFs; and more.
Unmarried and Married Women Have Different Levels of Retirement Confidence
EBRI research demonstrates that unmarried women are significantly less confident in their ability to live securely in retirement than their...
PANC 2022: Health, Wealth and Retirement
A discussion about how to incorporate health into retirement planning and whether the HSA market expands business opportunities for advisers.
Voya Launches Workplace Benefits Digital Platform
The new app will provide individuals with a complete view of their financial picture, inclusive of workplace benefits and savings accounts.
Social Security Concerns Drive Early Benefit Claims
Almost half of workers surveyed (48%) have no strategy to generate retirement income, Schroders finds.
PANC 2022: Reg BI Compliance Tips From the SEC
The enforcement of Regulation Best Interest is currently one of the major projects at the Securities and Exchange Commission.
PANC 2022: The Psychology and Practicality of Retirement Income
Personalization is required to help people create a paycheck in retirement, says Shlomo Benartzi.
Senator Calls for Confirmation Vote on Assistant Secretary of Labor Nominee
Senator Patty Murray takes the 48th anniversary of ERISA to emphasize the importance of having a proper secretary to oversee...
Senate Finance Committee Proposes Final Text for EARN Act
The fully amended bill clarifies the Senate's position on retirement reform, as the Senate and House approach a final deal expected late this year.
Retirement Industry People Moves
Allspring Global Investments hires U.S. distribution leader; Franklin Templeton hires U.S. institutional senior consulting adviser; Alger appoints head of distribution...