View Points March 19th, 2024 Core Menus Need to Evolve David Blanchett of PGIM argues that qualified retirement plan menus have ‘notable gaps’ in alternative asset classes that would improve...
Compliance March 18th, 2024 2 Advisers Fined for ‘AI Washing’ Marketing Violations Delphia and Global Predictions were fined a combined $400,000 for marketing rule violations related to their use of artificial intelligence.
Deals & People March 18th, 2024 Advisory M&A News – 3/18/24 Savvy Advisors adds principal wealth managers; Merit Financial Advisors partners with Viren and Associates.
Compliance March 15th, 2024 401(k) World: The Litigators The final story in this quarter’s PLANADVISER In-Depth series considers 401(k) litigation’s present and future.
Deals & People March 15th, 2024 Mercer Completes Acquisition of Vanguard’s Outsourced Investment Officer Business Marc Cordover, Mercer’s US investments and retirement leader, will lead the newly acquired division.
Compliance March 15th, 2024 FINRA’s Top Enforcement Issues of 2023 Regulation Best Interest makes the top five, according to Eversheds Sutherland LLP.
Deals & People March 15th, 2024 Retirement Industry People Moves – 3/15/24 Definiti appoints Andreski CEO, adds sales and ERISA leadership; Morgan Stanley taps AI division head; MFS Names Alison O’Neill as CIO;...
Compliance March 15th, 2024 Biden’s Budget Would Compel Distributions From Retirement Accounts Over $10M The proposal would add to a plan to prohibit backdoor Roth conversions.
Compliance March 14th, 2024 19 States, Sierra Club Have Common Dispute: SEC’s Climate Disclosure Rule Republican state attorneys general and the environmental advocacy group are, for different reasons, suing the SEC to overturn its recent...
Compliance March 14th, 2024 Former Pension Plan Participants Sue Lockheed Over Athene Risk Transfer The lawsuit against Lockheed related to its PRT with Athene comes close on the heels of a similar suit against...
Products & Services March 14th, 2024 Product & Service Launches – 3/14/24 Cetera-affiliated advisers get Bitcion ETF policy guidance; Nationwide offering Morningstar AMAs; OneAmerica launches TDF series of CITs; and more.
Data & Research March 14th, 2024 How Americans’ Health Care Costs Affect Their Work and Savings Two out of every five Americans are postponing health care needs due to cost concerns, according to a survey commissioned...
Client Service March 13th, 2024 Financial Wellness: Implementation and Communication A panel of experts discuss ways to reach busy participants with financial wellness tools and resources.
Client Service March 13th, 2024 Why Defining Plan Goals is Key to Success Plan sponsors should articulate organizational objectives to derive optimal benefits from workplace financial wellness initiatives, say experts during a PLANSPONSOR...
Client Service March 12th, 2024 Employers, Employees Value Holistic Financial Planning Workplace financial wellness needs to be more than just a retirement account, according to experts at a PLANSPONSOR livestream.