News

Speaking at the Mutual Fund Directors Forum Annual Policy Conference in Washington, Securities and Exchange Commission (SEC) Chairman Mary Schapiro said she is “committed to a meaningful and...

How involved are advisers in retirement income planning and what products do they prefer?

An employee group finalized a deal to acquire a majority ownership stake in Neuberger Berman Group LLC, with the now-defunct Lehman Brothers continuing to hold the rest of...

Securities suits filed in the first quarter of 2009 were up significantly from the year before, with Bernard Madoff-related suits counting for a large chunk of them.

Diversified Investment Advisors unveiled a plan review document to help plan sponsors keep track of their plans' effectiveness.

MetLife Advisers (MLA) is partnering with Wilshire Funds Management for the MetLife Asset Allocation Program portfolios of Met Investors Series Trust, available primarily through MetLife Investors deferred variable...

Portland, Oregon-based Arnerich Massena&Associates, Inc., brought on Jacob O’Shaughnessy to its institutional client group.

Wells Fargo&Co. said Monday that it has rebranded its newly acquired brokerage, Wachovia Securities, as Wells Fargo Advisors.

As nursing home costs are rising, where in America are the cheapest long-term care options?

Several years ago, I bought my Dad—one of the world’s most proficient worriers—a copy of the “Worst Case Scenario Survival Handbook.″

Invesco PowerShares Capital Management announced today plans to close 19 exchange-traded funds (ETFs).

The U.S. Treasury Department released a brochure that explains the basics of health savings accounts (HSAs).

Registered investment adviser Beck, Mack&Oliver, acquired Austin Investment Management, Inc.

A growing number of Baby Boomers plan to move to retirement communities, according to a new survey.

AtPrime Media, Inc., has announced a new service, Compare and Rank Online Service, previously unavailable to the general public.

iShares has launched the "iShares in 401(k) Program" to help financial advisers better utilize exchange-traded funds (ETFs) as standard investment options.

Stock, bond, and hybrid mutual funds saw a $10.5 billion March outflow after being down $12.1 billion the month before, according to the Investment Company Institute (ICI).

Principal Financial Group said its has updated its enrollment workbook.

State Street Global Advisors announced that the SPDR KBW Mortgage Finance ETF began trading on the NYSE Arca Thursday.

SageView Advisory group has added Nichole Reidy and Frank Ricchiuti as advisers, the company said.