News

Financial Engines Gears Up for IPO

Financial Engines, Inc., announced today that it has filed with the Securities and Exchange Commission (SEC) a registration statement on Form S-1 for the proposed initial public offering...

Cornelio Tapped for Lincoln DC Post

Charles C. Cornelio, who most recently served as chief administrative officer of Lincoln Financial, has been named president of Lincoln’s Defined Contribution business, effective immediately.

RIAs Pump up Client Efforts

Nearly half of registered investment advisers (RIAs) reported gaining clients and improving client satisfaction in the last year, according to the latest study of how RIAs fared during...

EBSA: Fee Disclosure Regs Coming

The head of the Department of Labor's Employee Benefits Security Administration (EBSA) said today that the agency plans to release its long-awaited regulation dealing with providers’ fee disclosure...

DoL Set to Issue Annuity Project RFI

In implementing its newly announced initiative to see how it can best facilitate the use of lifetime income investment vehicles in retirement plans, the U.S. Department of Labor...

November Sees Record High ETF Assets

According to the latest ETF Snapshot report by State Street Global Advisers (SSgA), as of November 30, assets in the U.S. exchange-traded fund industry totaled approximately $739 billion,...