Compliance

Rutledge will remain with the Department of Labor through the end of May, at which time he will have been in the post of assistant secretary for the...

Like many of us lucky enough to still be working during the pandemic, the Supreme Court is operating on a remote basis as the justices contemplate a case...

However, the estimates do not reflect the potential outcomes due to the COVID-19 pandemic, says the Social Security Board of Trustees. 

A federal district court in New York has refused to dismiss a lawsuit claiming the InterContinental Hotels Group owes accelerated withdrawal payments to a national union pension plan.

More than a handful of university 403(b) cases have been settled.

Among other things, the plaintiff alleged fiduciaries of the plan were imprudent in their consideration of participants’ varying interests and needs in the plan’s allocation structure and investment...

Iowa’s new proposed conflict of interest mitigation rules are based closely on the model framework finalized earlier this year by the National Association of Insurance Commissioners—with some important...

Under the terms of the proposed settlement, Putnam will pay $12.5 million into a common fund for the benefit of settlement class.

The complaint says plan fiduciaries didn't look into lower-priced share classes, investment vehicles or passively managed funds.

The complaint alleging abusive licensing practices was filed under seal in the U.S. District Court for the Eastern District of Pennsylvania and has only just been made public.

Retirement-focused financial advisers generally aren’t as informed about student loan debt as they are about health and wellness, but now may be the perfect time to change that....

Many large national employers in the United States have seen the actions of their retirement plan fiduciaries challenged in the federal courts, the latest being Liberty Mutual.

While the text of the CARES Act generated some uncertainty, the Treasury Department has confirmed that the PPP offers help with employer contributions to retirement plans and toward...

Athene will pay a $45 million penalty to New York state for New York insurance law violations related to its pension risk transfer business.

The first lawsuit filed against the firm could be forced into arbitration—an outcome this new class action complaint seeks to avoid.

Plan fiduciaries were accused of causing the plans to pay unreasonable and excessive fees for recordkeeping and investments.

Due dates for filings or actions that would otherwise have been due on or after April 1, and before July 15, have been extended to July 15.

The defendants allegedly failed to enforce an online security question routine, in turn allowing an unknown individual to steal hundreds of thousands of dollars from an Abbott Labs...