Compliance October 7th, 2025 Federal Judge Dismisses AT&T PRT Case While the Massachusetts court dismissed the pension risk transfer case against AT&T, the plaintiffs still have standing to sue.
Compliance October 6th, 2025 ‘Complex Challenges’ Ahead as SEC Nears Dual-Share-Class Approval Since April, the Investment Company Institute has looked into what asset managers may need to launch exchange-traded-fund share classes within...
Compliance October 6th, 2025 Social Security Commissioner Bisignano Named ‘CEO’ of IRS Frank Bisignano is the first commissioner charged with overseeing operations of both government agencies.
Compliance October 6th, 2025 IRS Shares First Look at Revised ‘Saver’s Credit’ Form The 2025 income limit for the tax credit for lower-income workers who save for retirement will increase slightly to $39,500...
Compliance October 3rd, 2025 New York to Launch State Retirement Savings Program This Fall Qualifying employers will have nine months to register in the New York State Secure Choice Savings Program, upload employee data...
Compliance October 3rd, 2025 Fiduciary Rules for ‘Trump Accounts’ Still Unsolved Many logistical issues remain for the pilot program that will open $1,000 investment accounts for newborn U.S. citizens.
Compliance October 2nd, 2025 Judge Faults American Airlines for ESG ‘Influence’ on 401(k) Plan The airline was not required to pay monetary damages, as the judge said plaintiffs failed to establish monetary losses.
Compliance October 2nd, 2025 PRT Case Against Bristol-Myers Squibb to Proceed A judge ruled that plaintiffs showed enough evidence of alleged ERISA violations resulting from the company offloading pension obligations to...
Compliance October 1st, 2025 How Will the Government Shutdown Impact the Market? Most government shutdowns do not last long enough to have a major economic impact, but private sector employment data show...
Compliance September 30th, 2025 DOL Relies on ‘Contingency Plan’ During US Government Shutdown During the shutdown, more than 75% of the Department of Labor’s staff are furloughed, but critical requirements like Form 5500...
Compliance September 29th, 2025 Capital One Settles Plan Forfeiture Case Like similar cases, Capital One was accused of mismanaging its 401(k) plan by using plan forfeitures to reduce contributions.
Compliance September 29th, 2025 Rhode Island to Launch State Auto-IRA in October Connecticut and Rhode Island have finalized the partnership of their public retirement account programs, RISavers and MyCTSavings.
Compliance September 26th, 2025 PRT Lawsuit Brought by Former GE Employees Dismissed The lawsuit alleged that General Electric and related fiduciaries violated the Employee Retirement Income Security Act when they selected Athene...
Compliance September 24th, 2025 GOP Lawmakers Request Swift SEC Guidance on 401(k) Plans’ Alternative Investments In a letter to the SEC Chairman, nine Republican members of the House Committee on Financial Services urged swift action.
Compliance September 24th, 2025 What’s on Aronowitz’s To-Do List for EBSA? Amicus briefs and guidance for incorporating private investments into defined contribution plans are likely top priorities for the Employee Benefits...