Compliance

Retirement industry groups argued that the original decision could question the compliance of almost every defined contribution plan that offers...

The lawsuit, which alleges Thermo Fisher’s retirement investments went against an employee’s Christian values of environmental stewardship, could have broad...

The ADP fiduciary committee will review its retirement plan’s target-date funds as part of the settlement.

The full Senate still needs to vote on whether Keith Sonderling will head the Department of Labor.

Like several other pro-employer pension risk transfer rulings, the judge said the plaintiffs lack standing to sue as they continued...

Seven million children are enrolled in the tax-advantaged savings accounts, according to Secretary of the Treasury Scott Bessent.

This is the department’s latest brief supporting employers whose use of forfeited, unvested 401(k) matching contributions has been challenged.

The vote on advancing the nomination of Acting Secretary of Labor Keith Sonderling is expected to take place next week.

The Department of Labor increased the risk of data misuse, according to the inspector general’s testimony before a House panel.

The Securities and Exchange Commission announced Wednesday that Sam Waldon, principal deputy director of its Division of Enforcement, will leave...

Amicus briefs by the Department of Labor, business groups, insurers and states argue that litigation would harm the pension risk...

Only individuals and couples with high salaries and retirement account balances higher than $10 million would be affected by the...

The potential change to how the CFP Board treats applicants with expunged convictions comes as FINRA considers a five-year statute...

The ERISA Industry Committee argues that if a circuit court allows for the case to process, it would discourage the...

The legislation, which would streamline annual filing requirements for plan sponsors, mirrors a House proposal.

The board currently has three seats vacant—and any recommendations on Social Security would need congressional approval.

Separate from her divorce proceedings, the plan fiduciary is accused of losing $2 million in investments in her 401(k) and...

During Acting Secretary of Labor Keith Sonderling’s confirmation hearing, Republicans praised his prior experience but Democrats questioned his support of...

Speakers at a public hearing argued that reducing enrollment barriers and leveraging state programs could expand access to the new...

The Securities and Exchange Commission on Thursday proposed a rule that would make electronic delivery the default for most required...