Compliance

Electronic transfers and standardized forms for moving retirement savings between plans would be encouraged under the proposed regulations.

The Department of Labor wants fiduciaries to find benchmarks for investments, but private assets, known for their illiquidity and limited...

Proposed rules would allow up to $2,500 in tax-free employer contributions and touch open nondiscrimination standards, tax reporting and other...

Nearly 99% of parents already use the Social Security Administration’s Enumeration at Birth program, according to a co-sponsor of the...

Direct government matching contribution to eligible taxpayers’ retirement plans are expected to begin in 2028.

Employers intending to maintain plans filed during the fourth restatement cycle must adopt that plan by September 30, 2028.

A deep partisan divide has formed in the Senate Committee on Finance over whether Congress or a special committee should...

Retirement industry groups argued that the original decision could question the compliance of almost every defined contribution plan that offers...

The lawsuit, which alleges Thermo Fisher’s retirement investments went against an employee’s Christian values of environmental stewardship, could have broad...

The ADP fiduciary committee will review its retirement plan’s target-date funds as part of the settlement.

The full Senate still needs to vote on whether Keith Sonderling will head the Department of Labor.

Like several other pro-employer pension risk transfer rulings, the judge said the plaintiffs lack standing to sue as they continued...

Seven million children are enrolled in the tax-advantaged savings accounts, according to Secretary of the Treasury Scott Bessent.

This is the department’s latest brief supporting employers whose use of forfeited, unvested 401(k) matching contributions has been challenged.

The vote on advancing the nomination of Acting Secretary of Labor Keith Sonderling is expected to take place next week.

The Department of Labor increased the risk of data misuse, according to the inspector general’s testimony before a House panel.

The Securities and Exchange Commission announced Wednesday that Sam Waldon, principal deputy director of its Division of Enforcement, will leave...

Amicus briefs by the Department of Labor, business groups, insurers and states argue that litigation would harm the pension risk...

Only individuals and couples with high salaries and retirement account balances higher than $10 million would be affected by the...

The potential change to how the CFP Board treats applicants with expunged convictions comes as FINRA considers a five-year statute...