Compliance

Industry experts recommended that the proposed children’s investment accounts not be limited to passive investment options.

Automatic payment enrollees are getting a temporary 1-percentage-point reduction in their federal student loan interest rates from the U.S. Department...

Default digital delivery is a regulatory objective for Securities and Exchange Commission Chair Paul Atkins.

Trade groups wrote the Senate Banking Committee to urge the passage of a bipartisan package of bills, including investor disclosures...

Illinois and Tennessee’s separate laws allegedly interfere with governance by ERISA, according to the Pharmaceutical Care Management Association.

Michael Collins could serve up to nine years in prison for stealing millions of dollars from two employers.

The standards board set a 60-day comment period for stakeholders to provide feedback on the proposal.

The Department of Labor addressed whether employers’ contributions were a workplace benefit, particularly for employees’ children.

Retirement industry groups and nonprofit advocates and plan sponsors are also pushing for Congress to allow 403(b) plans to invest...

The insurance company asked an Ohio federal judge to consider a recent appeals court ruling against class status in ERISA...

The budget bill proposes slashing the Department of Labor’s discretionary spending by 27%.

Fees remain a concern with alternative assets, but experts say even modest gains could compound meaningfully over a worker’s career.

Western Asset Management Co's former co-CIO admits lying to the SEC.

The ruling from the 8th Circuit Court of Appeals could impact a growing wave of ERISA litigation targeting employer wellness...

There is a sharp divide about how far plan fiduciaries should be allowed to go when considering alternative investments.

House Democrats raised questions over Commissioner Frank Bisignano’s claims that his agency is having its ‘best overall performance.’

The current estimate says the agency will have enough revenue to pay 83% of benefits due at that time.

Plaintiffs alleged that MetLife had given them fewer benefits after using actuarial tables dating back to the disco era.

The U.S. 4th Circuit Court of Appeals will not rehear Trauernicht v. Genworth, which could impact plaintiffs’ chances for class...

Former co-CIO Ken Leech was accused of cherry-picking, and the penalty will go to affected investors.