Compliance

The latest bill is one of several pending measures that aim to allow 403(b) plans to invest using the cheaper...

A Thermo Fisher 401(k) plan participant accused the company and its pension committee of violating ERISA by using forfeited funds...

 The firms will pay a total of $88.2 million in civil penalties.

The Department of Labor will ask the 5th Circuit to reinstate the fiduciary rule after it was blocked by two...

ERISA expert David Kaleda unpacks the Supreme Court decision that gives the courts more weight in areas that include employee...

Plaintiffs can appeal class action status granted earlier this month to participants who were invested in BlackRock Inc. target date...

The regulator’s advisory body will hold a public hearing September 19 to address fiduciary advice in the wake of the...

T. Rowe Price and New York Life were cited in a filing with the Maine Attorney General on previously reported...

The regulator issued penalties totaling $1.24 million to settle charges of ‘untrue or unsubstantiated claims.’

A federal judge in Virginia dismissed a proposed class action, marking one win for defendants amid a slew of recent...

A new compliance release issued by EBSA clarifies that cybersecurity guidance applies to all employee retirement benefit plans and health...

Responses are requested by November 4 for the program scheduled to launch in 2027.

The organization’s latest guidelines lay out fiduciary best practices for offering the brokerage window to retirement plan participants.

Combined lawsuits filed in 2020 and then 2024 alleged excessive fees for a $5 billion retirement plan.

FINRA fined two of the firm’s subsidiaries a total of $1.8 million for allegations of failing to properly review mutual...

The Department of Labor has backed an appeal by IBM retirees to reopen a lawsuit alleging the company used outdated...

Committee lays out recordkeeper and payroll provider workflow for the pending SECURE 2.0 Roth catch-up mandates.