Products July 2, 2009

NAIBD Remakes Web Site

The National Association of Independent Broker/Dealers (NAIBD) launched a new Web site that it said offers a more comprehensive members-only section.
Reported by

The NAIBD, an advocate for small and independent broker/dealers (B/Ds), said in a press announcement that the site (www.naibd.org) positions the association as a professional entity dedicated to serving as an advocate for the independent broker/dealer community.

Additionally, NAIBD is introducing new member programs and a heightened focus on independent broker/dealer advocacy. The enhanced online Members-Only section gives individuals full access to their membership record, a resource to learn more about the organization and its benefits, as well as the ability to review past Webinars, member calls, and meeting/conference materials. NAIBD said the updated newsroom also enables prospective and current members to view recent association activities such as advocacy efforts, upcoming events, and new member programs.

Formed in 1979, NAIBD is composed of 150 independent broker/dealer and industry providers and suppliers from across the country. NAIBD works with independent B/D owners and principals; industry product and service providers; and the SEC, FINRA, and state regulatory organizations to improve the securities industry as a whole.

More information about NAIBD is available at www.naibd.org.

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Deals & People July 1, 2009

UBS Names New Client Relations Head for Equity Comp Services

Melanie Tom-Warner has joined UBS Financial Services Inc. (UBS) as director, head of Client Relationship Management for Corporate Employee Financial Services (CEFS).
Reported by

According to a press release, the Corporate Employee Financial Services department of UBS Wealth Management US delivers equity compensation plan services and support for stock options, restricted grant awards, performance grant awards, stock appreciation rights, and employee stock purchase plans.

Warner joins UBS from Smith Barney, where she was senior vice president, head of Participant Services for the global stock plan business. She brings more than seven years of experience focused on equity plan services including operational, corporate client, participant, and international assignments, UBS said.

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