Compliance News PLANADVISER January/February 2019

Compliance News

Legislative and judicial actions

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Compliance

October 22nd, 2026

The new rule could accelerate the use of projected-return and retirement-income illustrations by broker/dealers.

Compliance

October 15th, 2026

The decision leaves intact a ruling favoring a plan trustee and preserves differing interpretations among appeals courts of remedies available...

Compliance

October 14th, 2026

Participants in Florida, Georgia and Alabama no longer need to complete plan claims procedures before filing fiduciary-breach litigation.