trendspotting 2017 PLANADVISER January February

12b-1 Fees Expected to Continue

But retirement plans will take a cautious approach.

Reported by

To access this premium content, please sign up for a free account!

Compliance

February 11th, 2026

A federal judge dismissed a complaint challenging Vanguard Marketing Corp.’s $100 fee for customers who close their brokerage accounts and...

Compliance

January 5th, 2026

Multiple employer welfare arrangements can now catch up on overdue filings without paying hefty penalties to the Department of Labor.

Client Service

August 19th, 2024

Survey results emphasize the importance of DC plan advisers in driving plan satisfaction and activity, according to Fidelity.