Castle Rock to Host 408(b)(2) Workshop

Castle Rock Investment Company is hosting a working lunch to discuss new fee disclosure rules.

The company is accepting registrations for its complementary lunch seminar, “408(b)(2) Workshop for Responsible Plan Fiduciaries,” to be held May 10 at Maggiano’s Little Italy in the Denver Tech Center.  

Castle Rock Investment Company will review the 408(b)(2) regulation changes and provide a checklist to help plan sponsors track the new disclosures. Oppenheimer Funds will also present a market “weather” update and information on Internal Revenue Service (IRS) and Department of Labor (DOL) hot-button issues.

Michele L. Suriano, president of Castle Rock Investment Company, will be available to answer questions and to provider her perspectives on the retirement plan marketplace and the increased liability facing plan sponsors under the final 408(b)(2) and 404(a)(5) regulations.

To register, go to