In Practice November 14th, 2023 Fewer Than Half of Workers Plan to Review Retirement Plan Contribution Corebridge experts recommend employees take advantage of this month’s open enrollment to expand their retirement savings.
Data & Research November 14th, 2023 Morningstar Ups Safe Starting Retirement Withdrawal Rate to 4% Higher fixed-income yields and lower long-term inflation estimates led to Morningstar raising the starting retirement withdrawal rate from last year’s...
In Practice November 14th, 2023 Adviser Talks: Scott Ciullo on Participant Enrollment The director of retirement plans for KerberRose Wealth Management walks through a case study for on-site participant enrollment.
Products & Services November 13th, 2023 Empower’s TDF-to-Managed-Account Offering Clocks $21B in Assets Recordkeeper's CEO notes potential for managed accounts and other participant offerings to grow on Prudential retirement migration.
Compliance November 13th, 2023 United Airlines Sues Advisers for ‘Scheme’ to Defraud 401(k) Pilot Participants A lawsuit filed in Minnesota federal court claims an independent advisory deceived participants by taking loans from their accounts for...
Compliance November 10th, 2023 Navigating ESG: Forward Thinking Panelists discuss how new ESG issues will inform investors’ focus and opportunities going forward.
Compliance November 10th, 2023 Advisers Selling Product, Not Process, in Fiduciary Rule Crosshairs Experts discuss the ripple effect of the Department of Labor’s proposed fiduciary rule amendments.
Products November 10th, 2023 Transamerica, ADP Each Add In-Retirement Plan Annuity Options With the announcement, Transamerica becomes the first recordkeeper to offer State Street’s TDF with an embedded annuity, while ADP adds...
Products November 9th, 2023 BlackRock’s Fink Marks 30-Years of TDFs The asset manager’s CEO noted the importance of the TDF in retirement savings and a recent ETF-driven series designed for...
Compliance November 9th, 2023 Assessing Regulations and Best Practices for ESG Investing ESG experts discuss the current regulatory and business landscapes regarding ESG reporting and investing.
View Points November 8th, 2023 Know the Risks Resulting From Swing Pricing, Hard Close Proposals American Trust Custody’s COO explains why plan advisers and sponsors should prepare for an increase in plan costs if the...
In Practice November 8th, 2023 AI’s Potentials, Pitfalls For Enhancing Participant Advice The retirement industry is honing in on artificial intelligence uses—and potential misuses—in improving participant interaction.
November 8th, 2023 Portability Services Network Goes Live The digital automatic portability network of the nation’s six largest recordkeepers is now live, with Alight Solutions, Vanguard and Fidelity...
Client Service November 7th, 2023 RIAs Already Spread Thin, Even as Clients Want More Services, Fidelity Finds The firm’s RIA benchmarking survey revealed a drop in new client assets and identified an opportunity to be more ‘proactive’...
Products November 7th, 2023 Morningstar, Envestnet Partner on Personalized IRAs Targeting All Balance Sizes The managed accounts service will be powered by fintech IRALogix and is aimed at IRA holders without an adviser.
Compliance November 6th, 2023 CFA Releases New Definitions for Sustainable Investing Terminology intended to create system to communicate responsible investment practices accurately and consistently, according to CFA.
In Practice November 6th, 2023 Adviser Talks: Phil Sherman On Behavioral Finance (Video) Sherman, of Deschutes Investment Consulting, discusses the importance of communication style and language in reaching participants.
In Practice November 3rd, 2023 The PLANADVISER Interview: Jose Minaya, CEO, Nuveen The head of TIAA’s asset management arm discusses his leadership style, focus on in-plan retirement income and how the financial...
In Practice November 3rd, 2023 Open Enrollment Means Open Door to Participant Conversations While open enrollment season is generally seen as too crowded to push 401(k) saving, it is a time for many...
Products November 1st, 2023 Fidelity Launches CITs With Alternative Investment Exposure Nation’s largest recordkeeper seeks to bring direct real estate investing to plan participants.