Breach at J.P. Morgan Exposes Data of 451,000 Plan Participants
Participant names, addresses, Social Security numbers and bank information were exposed in an incident the bank became aware of in...
Fiducient Promotes Goss to President
He will succeed Mark Wetzel in the role and report to Sabrina Bailey, named CEO last year.
Tech-Savvy Wealth Managers See Higher Client, Asset Growth
Advisories that leverage technology see better results both for clients and employees, according to Fidelity surveying.
Advisers Giving Back: Lisa Buffington
This plan adviser encourages peers to join her in teaching financial education and know-how to students of all backgrounds and...
Retirement Planning for Diverse Populations
Experts discuss why taking into account the diversity of participant populations is crucial in evaluating and designing a workplace plan.
Retirement Confidence Grows On Higher Wages
Wage growth may be helping people feel more confident in retirement savings, but guaranteed income in retirement is still a...
Retirement Industry People Moves – 4/26/24
PCS Retirement hires head of corporate development; Principal names Bhatia asset management arm CEO; Voya adds two MEP-focused roles; and...
Funds, Fees and Financial Wellness
Callan’s annual DC survey identifies trends from 2023 and forecasts for ’24.
Retirement Practice Lead Eickman Departing QPA
The national retirement lead for PCIA’s Qualified Plan Advisors will leave in July to join Bonnie Treichel at Endeavor Retirement...
FTC Votes Through Noncompete Rule
A rule outlawing noncompete agreements for all workers, including senior executives, passed in a 3 to 2 vote.
Eric Henderson Retiring as Head of Nationwide’s Annuity Business
He plans to depart at the end of 2024 after nearly 40 years with the firm.
DOL Issues Final Retirement Security Rule
The much-anticipated fiduciary rule brings retirement plan advisement, one-time rollovers and annuity recommendations under ERISA.
Nuts & Bolts: Creating a Tax-Efficient Retirement Income Strategy
Shawn Plummer, a benefits expert who has trained financial advisers, breaks down the key elements of guiding participants toward tax-advantaged...
Advisory M&A News – 4/22/24
Shore to Shore Private Wealth joins Janney; Ritholtz Wealth Management opens Los Angeles office; Citizens adds San Francisco wealth team...
Wealth Management Sector and M&A Robust in 2024
Echelon Partners reports 90 transactions in Q1, while a separate report from data firm Technavio forecasts the global wealth market...
‘Retirement Fluency’ Not Evolving
Americans’ understanding of retirement-related topics has remained relatively flat since 2017, according to an annual study conducted by TIAA and...
CAPTRUST M&A Head Benton Leaving Firm
Rush Benton, who worked on more than 40 wealth management-focused deals, will be leaving to start his own business.
Moving Beyond One-Size Fits All Benefits
New research from Nuveen shows a persistently strong labor market means benefits such as 401(k) plans matter to combatting workplace...
Product & Service Launches – 4/18/24
Durham to assist financial advisers with retirement income planning; Summit Financial bolsters private market investment platform amid demand; inVesti launches...
Two-thirds of ‘Peak Age’ Boomers Face Retirement Risk
Boomers who will turn 65 between 2024 and 2030 are not set up to maintain their current lifestyle, according to...