trendspotting
More Advisers Want to Go It Alone
Many motives behind the switch to RIA
Reported by
Amanda Umpierrez
To access this premium content, please sign up for a free account!
You Might Also Like:
Adviser Movement Increased Ahead of Record M&A Quarter
A study shows more than 39,000 financial advisers changed firms in 2025, marking a third straight year of increased movement.
January, February Active Months for RIA M&A
Merger-and-acquisition activity is keeping pace with the last couple years, but buyers and sellers are showing they are selective.
SEC RIA ‘Small Entity’ Redefinition Could Affect M&A
If a large number of firms would be subject to less-burdensome regulatory requirements, it could lead to missteps during integration.