Tag: Workplace

What are the winning questions that help you winnow candidates, and what are your favorite practices?

The PSCA has made available educational resources for retirement plan participants.

The Lincoln Financial Network WISE Group found, once people get a better sense of what it means to be an adviser and to work in financial services, often...

Retirement plan advisers and plan sponsors share some concerns about data security, but advisers are especially worried.

LIMRA research finds promising alternatives to hiring from online job boards.

An overwhelming majority of advisers (97%) believe conventional and robo-advisers can co-exist, a study says, but a strong majority (78%) still see the new tech as threatening.

A majority of advisory firm members are not satisfied with their compensation or their benefits packages, according to the “2015 Trends in Adviser Compensation and Benefits Study.”

Andrew Bowden, director of the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC), will leave the agency.

Security enhancements to External IT’s Cloud Desktop improves security, visibility and control by shining a light on the applications and data that advisers access.

Advisers are aging—and few have a succession plan, or even a grip on how to sell, merge or add to their practice, say the creators of RIA Match...

Lincoln Financial Group hired Shawn Daly to serve as senior business development director on the firm's institutional retirement distribution team.

Four regional vice presidents have been added to the intermediary sales team of CUNA Mutual Retirement Solutions.

The Guardian Insurance & Annuity Company Inc. announced Matthew Butler and Christopher Pic have been named second vice presidents in the retirement solutions division.

Independent advisory firm RMR Wealth Builders appointed Stuart Simchowitz to develop the firm's 401(k) and retirement plans business.

John Hancock Retirement Plan Services (RPS) announced the promotion of Barbara Wilderman to regional vice president in the Southeast division.

Veo One, TD Ameritrade’s adviser platform, offers a single sign-on adviser command center that lets advisers access and manage all tools and applications from one platform.

Global asset manager Pioneer Investments has added two senior members to its U.S. intermediary distribution and U.S. marketing and product development organizations.