Tag: fiduciary regulations

Cover Story

A Careful Inspection

Advisers can help clients assess whether they’re fulfilling their role as fiduciaries.

Compliance September 17th, 2019

Experts discuss changes that will affect advisers, such as Reg BI, the new Customer Relationship Summary form and the DOL, post-Secretary Acosta.

Wednesday, the Dow lost 323.73 points (0.92%) to finish at 34,792.67, the Nasdaq was up 19.24 points (0.13%) at 14,780.53, and the S&P 500 closed 20.49 points (0.46%) lower at 4,402.66. The Russell 2000 fell 27.26 points (1.23%) to 2,196.32, and the Wilshire 5000 decreased 195.50 points (0.43%) to 45,762.46.

The price of the 10-year Treasury note was up 1/32, decreasing its yield to 1.161%. The price of the 30-year Treasury bond increased 4/32, bringing its yield down to 1.830%.