regulatory radar
Getting Comfortable with the “F” Word
Are you a fiduciary? Do you tell your client how to stay out of trouble on the fiduciary front?
Tag: Fiduciary adviser
regulatory radar
The View from the Courts
What's been happening on the judicial front: fee litigation and LaRue
fiduciary fitness
Getting from Here to There
PPA provides some help for fiduciaries mapping participant investments
chalk talk
Want Adds
What your client needs is someone to help him understand his fiduciary responsibility
servicing strategies
A Wise Choice?
Advisers giving advice through the PPA's fiduciary adviser provision must play by rules that still are not final
fiduciary fitness
Changing Times
Is it possible to change the matching contributions under a safe harbor 401(k) plan?
Investors Looking for Advisers to Provide Security
Referrals and a need for reassurance that savings will last through retirement are the main way and reason clients come to a financial adviser.
Bringing a PPA Fiduciary Adviser to a Retirement Plan
Suggesting that many retirement plan advisers will become fiduciary advisers under the Pension Protection Act (PPA), attorney Fred Reish, Partner at Reish Luftman Reicher & Cohen, said plan...