Tag: Fee disclosure

Capital One Eliminates Commission-Based IRAs

As the implementation date for the Department of Labor (DOL)’s Conflict of Interest rule approaches, Capital One Investing will be moving away from commission-based products within its retirement-account services.

Fiduciary Crunch Time

Retirement industry providers are preparing careful responses to the fiduciary rule

First Round of Industry Response to Final Fiduciary Rule

Some of the biggest financial services firms and advocacy groups have registered their initial impressions of the Department of Labor’s final fiduciary rule, including FSI, TIAA, FPC and others. So have a myriad of independent commentators and ancillary businesses.