Tag: Department of Labor (DOL)

beyond (k)

403(b) aware

New 403(b) rules may offer opportunities for advisers to have a "client touch"
fiduciary fitness

Default Vault

Department of Labor QDIA regs released
intro

No Winding Down

The end of the year doesn’t mean anyone gets a breather
cover story

The Path Ahead

Plan sponsors want more fee disclosure, and regulators will likely require it soon. That is both a threat and an opportunity for advisers. 

DoL Sues ESOP Trustee over Stock Purchase

The U.S. Department of Labor has sued a trustee of the Westra Construction Inc. Employee Stock Ownership Plan (ESOP) for alleged violations of the Employee Retirement Income Security...
trendspotting

Trendspotting

Articles that appeared in the Trendspotting section of the magazine.

DoL Posts Six EFAST2 User Guides

The Department of Labor (DoL) has posted on its Web site six EFAST2 user guides to assist with electronically filing Form 5500 for 2009 and later plan years.

DoL Releases Form 5500 Info on Benefit Plans

The U.S. Department of Labor's Employee Benefits Security Administration has released to the public online datasets of Form 5500 annual report/returns for approximately 800,000 retirement, health, and other...

White House Unveils Retirement Initiatives

The Obama Administration on Monday released retirement initiatives, including establishing automatic individual retirement accounts (IRAs), simplifying and expanding the Saver's Credit, and updating 401(k) regulations to increase transparency.