Tag: Department of Labor (DOL)

Enthusiasm about environmentally responsible investing has bloomed in the wake of recent DOL rulemaking, but a new TIAA survey shows a knowledge gap persists. 

The recent judgement against AIT Laboratories adds nearly $3.5 million to previous collections, now totaling more than $7 million. 

The DOL is seeking nearly $250,000 in unremitted employer 401(k) contributions required by government contracts.  

John J. Koresko V has been arrested after failing to transfer $1.68 million in misused assets to death benefit plans.

Rich McHugh discusses proposals in Congress and regulator initiatives that will affect the retirement plan industry.

A retirement plan fiduciary had previously been ordered by a court to restore unremitted contributions to the plan.

The Puerto Rico Treasury Department recently changed the annual reporting requirements for employer-sponsored retirement plans.

Invesco Trust Company agreed to pay a total of $10.27 million to settle the department's claims.

The firm has issued a white paper in honor of the 10-year anniversary of the PPA.

A new Q&A pinpoints changes in the final fiduciary regulation.

The tools and resources are designed to help advisers succeed in the regulatory environment created by the finalized DOL fiduciary rule.

Given how prone the Labor Secretary and other DOL officials are to cite severe negative impacts of conflicted retirement advice on average Americans, some advisers are surprised (and...

The suit alleges a law firm president and owner caused the company’s retirement plan to loan thousands of dollars to real estate deals he controlled.

The DOL alleged that James Brunk and Brunk Industries Inc. failed to collect prevailing wage employer contributions for the employees’ 401(k) plan provided by government contracts for work...

More than half of advisers polled think the DOL regulation will help their businesses by levelling the playing field on retirement advice and eliminating competition.

A lawsuit filed by the Labor Department in 2015 alleged City National Corp.'s payments to its own staff to administer its 401(k) led to excessive fees for plan...

Senators are concerned that advisers won't work with smaller accounts because of new legal liabilities associated with the fiduciary rule.