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Retirement Industry People Moves
Pension Resource Institute Hires Retirement Industry Veteran; John Hancock Retirement Names Chicago Regional Manager; Pinkerton Retirement Specialists Joins Triad Advisors; and more.
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Momentum
The Pension Protection Act propelled plans forward, but experts call for still more improvements
Retirement Industry People Moves
Lockton Hires New Chief Compliance Officer; New Sales Head Joins The Retirement Advantage; T. Rowe Price Retirement Hires New Sales Executive, and more.
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Servicing Micro Plans
While advisers’ skills are much needed, can the business be profitable?
State Street to Pay $60M to ERISA Clients for FX Practices
The payment is part of a settlement of a combined lawsuit by the DOL and SEC.
Retirement Industry People Moves
Prudential Names Head of New Full Service Solutions Business; Willis Towers Watson Appoints Head of Delegated Investment Solutions; Chief Investment Strategist for TIAA Investments Appointed, and more.
Providers, Industry Group Announce Adviser Connections
VALIC names vice president, Consultant Management; Pentegra and Newport Group hire regional directors; and FSI Announces 2017 board elections.
LIMRA LOMA SRI Launches Fiduciary Training Course
According to LIMRA LOMA Secure Retirement Institute, nearly three in four DC plan providers believe they will need to train their employees about the new DOL fiduciary rule.
J.D. Power Sees Advisers ‘In the Eye of the Storm’
A confluence of generational, technological and consumer preference trends is driving a sea change in the traditional investment advisory business, according to J.D. Power researchers.
DOL Seeking Nearly $6M from ESOP
A federal lawsuit alleges actions taken by fiduciaries resulted in losses exceeding $5.9 million to the Triple T Transport Inc. Employee Stock Ownership Plan.
Retirement Industry People Moves
Kravitz opens Atlanta office; CUNA Mutual adds six to sales team; LPL opens office in D.C. for Government Relations team.
Advisor Group Adopts Envestnet Retirement Solutions Platform
The Envestnet platform is now part of Advisor Group’s comprehensive offering for financial professionals serving the retirement plans marketplace.
Retirement Industry People Moves
Northern Trust Asset Management adds Public Funds and Taft-Hartley leader; Securian expands footprint in Michigan; The Retirement Advantage hires regional sales consultant, and more.
No Sign of Slowdown in ERISA Suits with BB&T Complaint
BB&T Corporation finds itself in the crosshairs of an increasingly active law firm that has dived headlong into filing big-dollar complaints under ERISA.
Retirement Industry People Moves
Segal Group expands communications practice with new hire; Newport Group names leader of institutional sales; Voya Makes organizational changes, and more.
Investment Product and Service Launches
Russell Investments forms new global client strategy and research team; Wilshire Consulting launches the Wilshire ClimateLens; Hartford Funds reveals plans to acquire Lattice Strategies.
What Does 'Self-Service' Mean to Investors?
New polling from J.D. Power explores the similarities and differences among groups of “self-directed” investors.
Fidelity and United Capital Team to Fight Commoditization
Fidelity Clearing and Custody Solutions is partnering with United Capital to help firms “drive growth by managing their clients’ moments of truth.”