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ESG Investing Is Not A Political Act
A new report urges investors to look beyond the peripheral politics of ESG investing and think instead about the very real “systems-level” risks presented by issues such as...
Measured Use of 12b-1 Fees Will Continue
Advisers will certainly have heard questions from clients about the use of 12b-1 fees moving forward under the new DOL fiduciary rule; what are the experts saying?
Investment Products and Services
John Hancock introduces TDF analyzer tool; Charles Schwab enhances Institutional Intelligence Portfolios; Millennium Trust expands Fund Custody Solution; and more.
Retirement Industry People Moves
Risk Strategies Acquires TSG Financial; Sentinel Names New CEO; and more.
Participants Move Quickly With Wells Fargo Stock Drop Suit
The bank’s recent troubles over illegal sales practices have led retirement plan participants to file an ERISA stock drop suit, claiming plan fiduciaries continued to offer Wells stock...
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Understanding the value to retirement plans of investing in CITs
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Inside America’s Savings Plans
Americans are faced with many competing financial priorities, and must consider the ramifications of living longer, escalating healthcare costs, and the costs of higher education. So how do...
Retirement Industry People Moves
Bank of America Announces New Head of Merrill Lynch Wealth Management; The Standard Hires VP for Retirement Business; Janus Capital Group Merges with Henderson Group; and more.
Fidelity Launches Online Adviser Training Program with a Human Touch
The program will combine an online training portal with other features, including one-on-one coaching and peer learning opportunities.
Good Luck Beating Technology Providers at Their Own Game
Enterprise-level adviser technology providers are just fine with winning new business behind the scenes; two industry executives explain why “traditional advisory firms” should embrace them.
Retirement Industry People Moves
Nationwide to Acquire Jefferson National in 2017; Integrated Retirement Hires Former ERISA Lawyer; Hatteras Funds Adds Managing Director of Business Strategy; and more.
Securian Adds SmartDollar to Retirement Plan Education Platform
The SmartDollar solution was created by author and national radio show host Dave Ramsey and is aimed at boosting financial wellness both inside and outside the employer-sponsored retirement...
Investment Products and Service Launches
Conning Launches New Suite of Risk Management Software; Advisor Partners Releases Global High Quality Dividend Yield Strategy; Jackson Square Partners Offering Mutual Funds; and more.
Does Brokerage Window Require Company Stock Offering Registration?
The SEC recently weighed in on whether offering a brokerage window in a 401(k) through which investments in employer securities can be made involves an offer of employer...
Northrop Grumman ERISA Suit Sounds Familiar Claims
Participants in a Northrop Grumman retirement plan are just the latest to file a lawsuit alleging their employer willingly paid excessive provider fees—seeking to certify a class of...
Retirement Industry People Moves
Segal Rogerscasey to Acquire Marco Consulting Group; VALIC Expands Leadership Team; Pavilion to Attain Slocum; and more.
Investment Products and Service Launches
Ascensus Enhances Managed Accounts Services with Morningstar; Goldman Sachs Launches New ETF; Pacific Life Releases New Index; and more.
Retirement Industry People Moves
New CEO Joins Voya; Capital One Investments Welcomes Six New Financial Advisers; The Retirement Advantage Adds New Regional Sales Consultant; and more.
Use of Float Income Questioned in New Fidelity Lawsuit
Employees of HP Inc. and United Airlines filed suit over treatment of returns and interest on “float income” generated by cash in transit.