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Trends and Implications of Upcoming Regulations
Speaking on a Webcast sponsored by Principal Financial Group, James Delaplane, a partner at Davis & Harman LLP, examined the three major regulations coming out of Washington this year,...
Managing Disclosure Requirements, One Step at a Time
Fee disclosure regulations coming in 2011 and 2012 may seem daunting, but they also abound in opportunities.
BNY Mellon Launches Total Emerging Markets Strategy
Standish Mellon Asset Management Company LLC and The Boston Company Asset Management (TBCAM) are jointly managing the Total Emerging Markets strategy.
What's in Store for 2011
Laying it all out on the table, PLANSPONSOR and PLANADVISER’s Editor-in-Chief, Nevin E. Adams, opened the first Virtual PLANADVISER National Conference (VPANC) by outlining the top 10 trends...
TD Ameritrade Offers Professional Development Tools for RIAs
TD Ameritrade Institutional is launching TD Ameritrade Advisor Education, a customizable learning management system for independent registered investment advisers (RIAs).
HELP Panel Schedules Retirement Savings Hearing
The Senate Health, Education, Labor and Pensions (HELP) Committee scheduled a hearing for Thursday to discuss “what can be done to help Americans save more for retirement.”
SEC Report Leaves Unanswered Questions
The Securities and Exchange Commission’s (SEC) anticipated report, “Study on Investment Advisers and Broker-Dealers,” came out late Friday, and by Monday morning, predictions for the future of the industry...
Is “Risk Aversion” Causing Investors to Lose Sight of Real Risk?
Understanding “new financial conservatism” was the subject of a recent Bank of America Merrill Lynch Webcast.
IMHO: Cost of Living 'Adjustment'
A couple of weeks back, the Social Security Administration announced that, for the second year in a row—but only for the second time since 1975—there...
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What You Need To Know About YouTube
When most people think of YouTube, they envision comedic homemade videos, sports clips, or excerpts from television shows, but the popular Web site, www.youtube.com, also can be a...
DoL Announces Agenda, Speakers for Lifetime Income Hearing
The U. S. Department of Labor’s Employee Benefits Security Administration (EBSA) has released the agenda for the upcoming joint hearing with the Department of the Treasury on lifetime...
Schwab Unveils New Technology Platform
Charles Schwab, has announced additional details on the integrated technology platform the company is developing.
Schwab Offers Help with Cost Basis Reporting Changes
As part of a rollout of tools and resources to help advisers transition to new cost basis reporting requirements, Charles Schwab announced a new report to help advisers...
Russell Beefs Up Alternatives Team
Russell Investments has added personnel in the Americas, Europe, and Asia Pacific in alternative investments.
DoubleLine Launches Core Fixed Income Fund
DoubleLine Funds Trust has launched the DoubleLine Core Fixed Income Fund.
DoL Announces Two More Fiduciary Seminars
The Department of Labor’s Employee Benefits Security Administration has announced two upcoming dates for its “Getting It Right…Know Your Fiduciary Responsibilities” seminar.
EBSA Schedules June EFAST2 Webcast
Sponsors and plan service providers with questions about the U.S. Department of Labor’s ERISA Filing Acceptance System (EFAST2) can listen to an upcoming Webcast to get some answers.
Schwab Offers Roth IRA Conversion Resources
Schwab is making additional resources and tools available to investors, independent investment adviser clients, and 401(k) plan participants designed to help navigate Roth IRA conversion decisions.