Search results for: a
Former WAMCO Exec Leech Pleads Not Guilty to Cherry-Picking Allegations
Ken Leech is fighting accusations of making favorable trades for some clients at the expense of others.
Advisory M&A News – 12/16/24
Modern Wealth adds $500 million in AUM with 3 acquisitions; Merit Financial Advisors merges with Trinity Financial Partners; Cetera welcomes $231 Million AUA team to Summit Financial Networks.
Advisers Giving Back: Theresa Conti
A retirement industry leader takes time out every holiday season to provide gifts to kids in need in her local Arizona community.
UnitedHealth Group Settles 401(k) Fund Complaint for $69 Million
If the agreement is approved, participants will receive payments after UnitedHealth did not replace underperforming Wells Fargo funds.
ERISA Advisory Council Approves 3 New QDIA Recommendations
The council is seeking to provide more participant education on retirement income options and a safe harbor for IRA rollovers.
RIAs Face Talent Crunch, Schwab Reports
Registered investment advisers are prioritizing recruitment and employee value propositions to meet workforce demands.
Retirement Industry People Moves – 12/13/24
Franklin creates division, gives new roles to retirement leads; Borzi, Iwry, Kasiarz win EBRI’s lifetime achievement award; Beacon Pointe names retirement plan consultant; and more.
Preparing for Next Round of SECURE 2.0 Provisions
More sweeping provisions will become active in January.
5 Marketing Tips for 401(k) Advisers in 2025
Rebecca Hourihan recommends New Year’s resolutions for plan advisers.
2024 PLANADVISER 360 On Demand
This year's PLANADVISER 360 brought together advisers, thought leaders and plan providers. Below, we offer on-demand viewing of sessions including CEOs, top advisers, ERISA experts, policymakers and innovators.
Retirement Evolution
Behavioral economist Shlomo Benartzi unveils a new retirement visualization tool.
The Fiduciary Update
ERISA Expert Fred Reish gives an update on fiduciary rules for rollovers.
Fireside Chat with Dan Houston and Leah Sylvester
The CEO of Principal Financial Group talks with a top plan adviser.
Should Advisers Expand Into Health Plan Advising
Health industry experts discuss this trending area of advisement services.
Recordkeepers and Advisers: How to Collaborate
Recordkeepers answer questions from plan advisers.
NQDC Plans: Your Key to the Executive Suite
Newport discusses how to implement NQDC plans for plan sponsor clients.
Sponsored by Newport, an Ascensus Company
Connecting Behavioral Finance to Financial Engagement and Wellbeing
Leaders from Moniwell discuss the importance of emotional connections in financial wellness programs.
Financial Resiliency and Longevity
A John Hancock VP discusses its survey of American workers considering financial resiliency.
Current State and Future Opportunities in the U.S. Retirement Market
An ISS Market Intelligence leader gives an update on the U.S. retirement market.