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New Bill Would Allow Faster Access to Retirement Accounts After Disasters
The legislation would allow survivors to withdraw $100,000 without fees or penalties.
Managing Provider Relationships | Q&A
Joe DeNoyior
On his move to management at Hub and his thoughts about industry trends.
Compliance Consult
‘Window’ of Opportunity
Brokerage accounts open up possibilities for service—but also for PTs.
Data Points
Fintech and Retirement Savings
Financial technology continues to influence DC plan engagement decisions.
Practice Management | Compensation
Fee Models Are Shifting
How advisers choose to be paid is evolving with their business.
Practice Management | Succession Planning
Future Faces
What to consider when creating a succession plan.
Practice Management | Culture
A Workforce in Flux
Adviser and client retention strategies in light of The Great Resignation.
Trends
The Role of Pro Bono Services
Advisers working gratis for the underserved help get them on track.
Trends
An ESG Framework Here to Stay?
The DOL’s proposed rule on ESG investing supports broader use of green options in retirement plans and removes barriers put in place by the prior administration.
Trends
The Greening of Proxy Voting
ESBA’s rule, making voting more transparent, will call for new adviser services.
Cover Story
A Shift in the Tech Landscape
The pandemic forces advisers to rethink their business models and integrate technology.
Practice Management | Diversity
Strength in Diversity
The business case for building a heterogeneous workforce.
Publisher’s Note
A New Era
Our awards will now recognize advisers’ contributions and service, within or outside the industry.
Compliance News
Legislative and Judicial Actions
The DOL gives advisers a ‘grace month’ to comply with impartial conduct standards; the IRS ups the contribution limit by $1,000 for many DC plans next year; new...
Delta Air Lines Faces ERISA Actuarial Equivalence Pension Lawsuit
The complaint challenges the use of both allegedly outdated mortality tables and artificially high interest rate assumptions in the conversion of annuity types under multiple pension plans.
Financial Wellness Trends Shine a Light on Employee Needs
Areas of focus have shifted during the pandemic and will define trends for the new year.