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Advisory M&A

Securian Financial Subsidiary acquires Enspire; Pontera and AssetBook intergrate; Wealthspire Advisors acquires Heron Wealth; and more.

Investment Product and Service Launches

Investably announces business valuation service; BM Advisers launches smallcase BM Nifty Top 20; First Trust Dynamic Europe Equity Income Fund organizes into an exchange-traded fund; and more.

Advisory M&A

OneDigital acquires 401K Resources, Clear Group; Itheric Wealth Advisors joins Sanctuary Wealth; and more.  

SEC Looks to Overhaul Regs SCI, SP

The SEC’s proposed updates would expand the institutions subject to various data security requirements and strengthen data breach notification requirements.