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Ten firms were fined for using unapproved off-channel devices for business related communications.

The proposal directs RILA providers to use registration documents that better explain the annuity’s features and complexities.

The firm cites almost 650 employers in their pooled employer plans; meanwhile, Ameritas is launching a 403(b)-specific offering.

The Social Security COLA would not be updated on the scheduled timeline of October 12 during a government shutdown.

Only 35% of retirees and 37% of those 50 or older look to a financial professional for advice, Transamerica finds.

Managers continue to push into the defined contribution space, a bet that plan sponsors and advisers will be attracted to the asset class.

The CIO was ‘admired by clients and colleagues’ and a ‘devoted husband and father.’

Vanguard expands active fixed-income lineup; Brandywine announces suite of new investment strategies; RiXtrema launches AI tools for 401(k) plan; and more.

The SAFER Banking Act addresses several banking and workplace topics for the companies.

MMA’s retirement and wealth head is continuing to build a dual-pronged team that can work across retirement plan advisement and ‘white-glove’ executive wealth management.

Transamerica to collaborate with Bestow; Envestnet partners with Iconik; Lumiant announces partnership with CFGS; and more.

Older adults without cognitive impairment are still vulnerable to scams, FINRA and JAMA found.

Comment periods would remain open for the AI and safeguarding proposals, but comments would not be reviewed in real time.

A number of advisers to RIAs are predicting lower historical growth rates on stocks and bonds, posing challenges for retirement income plans, according to a survey by RetireOne...

The adviser for a mutual fund argues against alleged Liquidity Rule violations because the company was not responsible for the fund’s liquidity status classifications.

A new address for paper premium payment checks will start October 6.

Younger generations and their older counterparts are equally interested in receiving advice from a financial professional, according to new research from Cerulli.

The agreement marks the company’s seventh state-facilitated retirement partner.

Personalized advisement remains key for working retirees no matter their circumstances, says a financial adviser with the recordkeeper.

The need to relate more to female participants comes as 71% of women report they will outlive their retirement savings, according to a recent survey by IRALogix.