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FINRA Names Ketchum as CEO

FINRA appointed Richard G. Ketchum, currently FINRA chairman and CEO of the New York Stock Exchange (NYSE) Regulation, to serve as its CEO.

No Dough for Wachovia Reps

Instead of offering brokers a retention bonus, Wachovia Securities said it is offering better payouts through its client retention program.

IMHO: Anything’s Possible

I’ve spent most of my life, certainly my adult life, confident that Americans, certainly in large part, are reasonable and rational.

IMHO: Anything’s Possible

I’ve spent most of my life, certainly my adult life, confident that Americans, certainly in large part, are reasonable and rational.