Search results for: a

The firm also predicts rising demand for end-to-end technology solutions and personalized services.

The Republican-controlled committee alleges collusive behavior against the fossil fuel industry by asset managers participating in climate-related initiatives.

Millennium Trust acquires NuView Trust Co.; Sage Advisory Services adds Kudu Investment Management; Atria Wealth Solutions welcomes OPOC.

The one-page form marks the symbolic start of SECURE 2.0’s enhanced tax credits for small business retirement plan startups.

Hospitality, agricultural workers are the least prepared for retirement, according to a Human Interest study.

The regulator’s report on the accredited investor definition noted that many only qualify because of their DC plan assets.

The company argues in the filing that its fiduciaries followed IRS guidance on how unused retirement assets can be used.

Lincoln has agreed to sell its $108 billion wealth management business to focus on workplace and insurance services and products.

National Association of Investment Companies announces Abraham as vice president of development; Truist appoints Stengel as chief legal officer; Ameritas names new CFO; and more.

Institutional Advisory debuts 401(k) pooled employer plan, with Transamerica Corp. the recordkeeper and Pentegra the pooled plan administrator.  

The bank had previously been cited by New Jersey for making misleading statements to investors but did not seek relief to continue advising mortgage-backed securities.

The acquisition is the 2nd with retirement plan business in the last month and brings $1.5 billion in assets under management to EFE.

The rule requires more trades to be centrally cleared and is intended to improve market transparency and liquidity.

Philippe Setbon will step into the Natixis job immediately, while Edward Maloney’s promotion at MFS will take effect in 2025.

Equitable enhances flagship investment-only variable annuity; Vanguard expands ETF lineup; AllianceBernstein launches five active ETFs; and more.

The highly controversial proposal from the DOL has received support from major industry actors, including the CFP Board and FPA, at times with reservations.

Attorneys from Faegre Drinker Biddle & Reath LLP discuss qualified retirement plan litigation trends for the new year.

Although regulators are motivated to finalize the rule, it will likely face litigation, according to Capital Group’s senior counsel.

Dissenters say the DOL’s proposed amendments would reduce access to needed retirement products.

The DOL’s Retirement Security rule is seen as overbearing by some, necessary by others.