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The Prince Group
Douglas Prince, Brea Dantin, Deana Harmon, Jillian Grimm, Joe Copeland, Ben Donathen, Sue Platt (Indianapolis, Indiana)
Law Firm Investigates Toyota for ERISA Violations Related to Gas Pedal Defect
The Law Offices of Howard G. Smith has announced its investigation of potential violations of the Employee Retirement Income Security Act violations by Toyota Motor Corporation, related to...
China Infrastructure ETF Launches
A new exchange-traded fund (ETF) that purports to be the first China Infrastructure ETF has launched.
Fidelity Says Participant Balances Gained Good Ground in 2009
Fidelity Investments' 401(k) highlights from 2009 showed that many participants recouped much of their losses from 2008.
Hartford Agrees to $13.8M Revenue-Sharing Case Settlement
The Hartford Life Insurance Co. will pay $13.8 million to settle a four-year-old fiduciary breach suit over revenue-sharing payments from mutual fund companies.
Participants Paying More Attention to DB Plans
Mercer's outsourcing business saw a 40% increase in participant requests for calculations of their estimated defined benefit (DB) account values in 2009 versus 2008.
Connecticut Resort Suspends 401(k) Match
Foxwoods Resort Casino is suspending its 401(k) match for hourly employees to help offset a 2.5% salary hike for nonunion workers, according to a media report.
FINRA Proposes More BrokerCheck Expansions
The Financial Industry Regulatory Authority (FINRA) said it wants to make available more public complaints and other information through the BrokerCheck service.
Self-Directed Investors Drive ETF Popularity
A study by Cogent Research confirmed that most affluent investors aren’t using advisers to purchase exchange-traded funds (ETFs).
AB Adds Volatility Management to Target-Date Offerings
AllianceBernstein is taking steps to smooth out the bumps in the road for its target-date fund family.
McDaniel to Spearhead Key Partnerships at Clark Consulting
W. Garrett McDaniel Jr., a senior-level financial services and executive benefits marketer, has joined Clark Consulting, LLC, to help spearhead the company’s outreach initiatives through select third party...
Blue Prairie Group Unveils New Consulting Report
Blue Prairie Group is launching its proprietary Fiduciary-based Investment Consulting report.
Plan Sponsor Sentenced for 401(k) Theft
A plan sponsor charged with stealing from her company’s 401(k) plan has been sentenced to more than two years in prison.
Guggenheim to Acquire Security Benefit
Guggenheim Partners, LLC, has worked out a deal to acquire Topeka, Kansas-based retirement services provider Security Benefit Corporation.
Hayes Tapped for NRS Sales Head
Nationwide Financial Services, Inc., has turned to Cain Hayes as senior vice president and chief sales officer for Nationwide Retirement Solutions (NRS), the company announced.
Newkirk Releases Retirement Readiness Package
Albany, New York-based Newkirk, a retirement plan communications provider, has unveiled a suite of retirement readiness communications and reports.