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A lower court was correct in dismissing the lawsuit over unreasonable fees related to investments filed against Deere&Co. and two Fidelity units, an appellate court ruled Thursday.

Financial Industry Regulatory Authority (FINRA) said Thursday that it has fined two Wachovia units more than $4.5 million for violations related to the sales of mutual funds and...

Senators introduced legislation that would require defined contribution plan sponsors to disclose fees to participants.

Trying to work with clients about investment details? Try using red materials. Developing creative strategies with your team? Go with blue.

Job losses have certainly been in the headlines of late -- and on people's minds.

Invesco's Global Asset Allocation Group has unveiled Premia Plus, a risk premium capture strategy.

If you are looking for mutual fund Web sites that are useful in a particular area for advisers, a new report offers some insight.

In one of the more memorable sound bytes of the Presidential campaign just past, candidate Obama tried to explain the rationale underpinning his economic philosophy as a belief...

Invesco Aim launched an enhanced Invesco Aim PlanForward Module 3 Benchmarking and Reviewing 401(k) Plans.

UPS has become the latest employer to pull back on its 401(k) match.

Mutual fund data repository NewRiver, Inc., announced it has filed suit against Morningstar Inc. over use of its prospectus product.

Department store retailer Macy’s Inc. joined the growing list of employers slashing their 401(k) match to save money in the difficult economic environment.

In order to adjust with the changing landscape as Baby Boomers retire, financial advisers will likely take on a broader role and compete with a wider array of...

PLANSPONSOR has announced the finalists for its annual Retirement Plan Adviser and Adviser Team of the Year awards.

Just over a year after launching an investigation, the Securities and Exchange Commission (SEC) has charged Merrill Lynch and two of its former investment adviser representatives for misleading...

Merrill Lynch laid off an undisclosed number of short-tenured advisers this week, according to news reports.

Generally speaking, there’s no such thing as a sure thing – certainly when it comes to investing.

The fee-based revenue model for advisers shows cracks because of volatile markets, according to research from Cerulli Associates.

The DALBAR Adviser Audit has been updated to comply with new advice rules.

Pension Analytix, Inc., a marketing and analytical insights firm targeting companies that provide retirement services, has launched Acquisition Engine.