Search results for: SCO
Van Eck Releases Egypt ETF
New York-based asset manager Van Eck Global has launched the Market Vectors Egypt Index ETF on NYSE Arca.
IRS Debunks Frivolous Tax Arguments
The IRS has released the 2010 version of its “discussion”—and rebuttal—of many of the more common frivolous arguments made by individuals and groups that oppose compliance with federal...
sales champ
Michael M. Kane and Associates, an NRP member firm
Michael Kane, Mary Kane, Ashley Black, David Robinson (Alpharetta, Georgia)
Participants Paying More Attention to DB Plans
Mercer's outsourcing business saw a 40% increase in participant requests for calculations of their estimated defined benefit (DB) account values in 2009 versus 2008.
FINRA Proposes More BrokerCheck Expansions
The Financial Industry Regulatory Authority (FINRA) said it wants to make available more public complaints and other information through the BrokerCheck service.
Blue Prairie Group Unveils New Consulting Report
Blue Prairie Group is launching its proprietary Fiduciary-based Investment Consulting report.
Plan Sponsor Sentenced for 401(k) Theft
A plan sponsor charged with stealing from her company’s 401(k) plan has been sentenced to more than two years in prison.
Invesco Launches DC Site
Invesco has launched a Web site featuring educational resources to meet the needs of U.S. defined contribution plan sponsors, consultants, recordkeepers, and advisers.
RIIA Study Suggests Advice Makes a Difference
A recent study found that retired households receiving financial advice had more assets after a 10-year period than households that did not.
Hartford Adds to SMART529 Web Site
The Hartford said it added new Web tools to help start a college-savings dialogue between financial advisers and their clients.
Firm Rates Best Web Features for Advisers
Some fund managers offer better Web tools for advisers than others.
IMHO: Goal Lines
Heading into Super Bowl weekend, a new report focused attention on another “contest.”
Arete Launches Structured Product Site for RIAs
Arete Consulting, the owner of structured products information provider StructuredRetailProducts.com, said it now offers a specialist structured products site for registered investment advisers (RIAs).
BofA Settles with SEC, Faces Suit from Cuomo
It was a big day for Bank of America (BofA), as the bank settled one lawsuit and was handed a new one.
How Many Brokers Really Went Independent in 2009?
Top custodians said they attracted more advisers to independence in 2009.
Advisers Say How Fiduciary Standard Could Change Business
If implemented, financial advisers said a fiduciary standard would put an increased focus on financial planning and fee-based advisory services, according to an industry report.
TD Bank to Shut Down Advisory Unit
TD Bank Financial Group is phasing out its financial advisory business, but keeping its high-net-worth division, according to reports.
Advisers Most Trusted Source for Investing Information
Brokers/advisers are the most trusted sources to provide accurate information about investments, investing, or the markets, according to the 2010 Edelman Financial Services U.S. Trust Barometer.
A(nother) Sure Thing?
Generally speaking, there’s no such thing as a sure thing – certainly when it comes to investing, and certainly not two years running.