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Wilmington Trust Names Baldwin Moody to Risk Management Role
Wilmington Tryst has hired Carol Baldwin Moody as senior vice president and chief risk officer to head a newly centralized Enterprise Risk Management Division.
talking points
Talking Points
Tired of giving the same old presentations? Use these nuggets of information to spruce them up.
Merrill Lynch Fined for UIT Discount Failures
The Financial Industry Regulatory Authority (FINRA) has fined Merrill Lynch $500,000 for failing to provide sales charge discounts to customers of eligible purchases of Unit Investment Trusts (UITs).
Beloit College Releases “Mindset List” for the Class of 2014
Since August 1998, Beloit College's annual warning against dated references has reviewed the cultural milestones of a new college class.
RPAG Adds MPI’s Stylus Web to Scorecards
Retirement Plan Advisory Group (RPAG) has partnered with investment research and technology provider Markov Processes International (MPI) to enhance RPAG’s Scorecard System Generator.
Driscoll Appointed as Senior Consultant at MHK Group
Michael Driscoll has joined the MHK Group, a National Retirement Partners member firm, at its Milwaukee, Wisconsin office.
John Hancock Beefs Up Its Western Division
John Hancock Retirement Plan Services (RPS) has hired two regional vice presidents (RVPs) in its Western Division.
Sanderson Appointed as Hartford Govt. Plans VP
The Hartford Financial Services Group has tapped Scott Sanderson as vice president, government market and client management in the Retirement Plans Group.
cover story
Behavior Modification
Behavioral finance applies to employers, too. Four decisions they have trouble making, and how you can help.
Survey Finds Gen Y in Trouble Financially
Many of the more than 87 million Americans age 18-34, popularly known as “Gen Y” are in financial trouble, according to survey results just released by Western Union.
Ehn Named to M&I Adviser Post
M&I Institutional Trust Services (M&I) has appointed Janet L. Ehn as director of consultant and advisor relations.
Parties Settle General Dynamics 401(k) Fee Case
General Dynamics Corporation and Fiduciary Asset Management (FAMCO) have agreed to a $15.1-million settlement of a 401(k) excessive fee lawsuit.
12b-1 Sales Charge Proposal Effect on FAs Won’t Be ‘Dramatic’
While a proposed Securities and Exchange Commission (SEC) rule on 12b-1 sales charges will mean financial advisers would lose about $1.5 billion in fees in seven years, that...
BNY Mellon Enhancements Aid in Complying with New Reporting Rules
BNY Mellon Asset Servicing has enhanced its Workbench platform to help institutional investors comply with new accounting standards that require them to report the industry ratings of their...
Kjar Joins Lockton in San Francisco
Steven Kjar has joined Lockton in San Francisco as a Vice President and Retirement Plan Producer.
CPI to Offer Symetra Daily Value Fixed Account
Symetra Life Insurance Company announced its Daily Value Fixed Account (Daily Value) feature for retirement plans is now available on the CPI Qualified Plan Consultants, Inc., retirement program...
Invesco PowerShares Selects New Index for Bond Fund
Invesco PowerShares announced that effective August 2, 2010, the PowerShares High Yield Corporate Bond Portfolio (PHB) began tracking the RAFI High Yield Bond Index and was renamed the...