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2022 RPAY – Ryan Campagna, Sentinel Pension Advisors
Business at a Glance as of 12/31/21How many plan assets do you have under advisement? $9 billionWhat is your median plan size (in assets)? $7.5 millionHow many plans...
Cover Story
Are You Leaving the Door Open?
Advisers may be overlooking points of entry to their data—what they can do to prevent cyber theft.
Common Mistakes Advisers Make That Should be Avoided
Experts outline several ways advisers can ensure they keep the loyalty of their clients.
Cover Story
A Careful Inspection
Advisers can help clients assess whether they’re fulfilling their role as fiduciaries.
Industry Trends Threaten Traditional Broker/Dealer Model
Broker/dealers (B/Ds) can address new regulatory pressures, and new competition, by enhancing their value proposition and embracing technology, a report by Cerulli suggests.
Another Court Rejects Pension’s ‘Church Plan’ Status
A federal court refused to dismiss a lawsuit against Saint Peter’s Healthcare System, holding that its retirement plan is not a “church plan” under the Employee Retirement Income...
Employees Have Gaps in Financial Literacy Knowledge
Employees have significant gaps in their financial literacy knowledge when it comes to areas such as money management, says a new survey.
PANC 2012: Money Talks
Pricing raises myriad issues, including type of compensation model, what services are factored in, and if similarly sized plans might call for different fees.
Lawsuits Spring up from Lehman Brothers Fall
Broker/dealer Ameriprise Financial Services Inc. is suing mutual fund manager the Reserve Fund.
investment-oriented
Grabbing the Right Option
The QDIA regulations open the door for new default options