News

John Hancock Retirement selects head of strategic partnerships; Merit Financial Advisers recruits from CAPTRUST; Ninety One appoints director of consultant...

The Financial Industry Regulatory Authority’s latest report offered advisers best practices for strengthening their compliance with security regulations.

Participants allege that the airline failed to remove a large-cap growth investment option after ‘15 years of underperformance.’

Pontera, Orion announce new integration; PEO Partners, AlphaQuest launch actively managed ETF; Sycamore introduces surveillance platform for broker/dealers.

The 401(k) pooled employer plan is available through the Equitable Retirement Vision platform.  

A district court in New Jersey ruled that the plaintiff lacked standing for certain claims, but there is a chance...

Criminals are using artificial intelligence to craft more convincing phishing attacks, leaving businesses and retirement plans vulnerable.

The veteran of TIAA and Prudential started in the new role in December.

In a separate transaction, the Carson Group added an advisory team based in Roseville, California.

In an amicus brief, several advocacy groups warned that letting the lawsuit proceed past a motion to dismiss could open...

The committee has once again urged the Department of Labor’s Office of Inspector General to investigate claims that the Employee...

NFP acquires Tycor Benefit Administrators and expands presence in the Philadelphia area; Wealth Enhancement announces acquisition of VanceGray Wealth Management...

Plan fiduciaries should consider third-party audits, multi-factor authentication, cyber insurance and more when developing a written cybersecurity policy.

An Ameriprise Financial executive discusses how to navigate the shift from saving for retirement to managing distributions.

Nationwide’s president and COO announces retirement; Alera Group appoints a new director of retirement adviser services; T. Rowe Price hires...

Hub International, active in retirement plan deals, completed 48 transactions during the year, MarshBerry reported.

The solution is intended to improve financial planning by integrating annuity options more directly into the modeling process.

The banking giant is the latest company to face litigation over its use of forfeited 401(k) assets.

TRA partners with Empower, Envestnet and FiduciaryxChange on its pooled employer plan offering.

Capital Group expands access to ICanRetire for small businesses; John Hancock Investment Management launches alternatives offering; Cetera Partners, TIFIN AG...