SEC Seeks Comments on 5-Year Strategic Plan
The agency is prioritizing many of the topics Chair Paul Atkins has most focused on, such as reducing corporate disclosures...
News
ICI: 61% of Traditional IRAs Have Rollover Assets
Nearly two-thirds of traditional individual retirement account owners consulted with advisers before moving their assets.
Advisory M&A News – 6/3/2026
Wellington Management acquires Hartford Funds; Prime Capital Financial taps Access Capital; Bluespring Wealth launches RIA; and more.
Independent RIAs Hit $1B at Nearly 4 Times Last Year’s Pace
More advisory firms are hitting scale at a consistent pace, according to the wealth intelligence platform Fintrx.
Can DOL Steer Retirement Plan Industry into Safe Harbors?
Industry experts discussed the Department of Labor’s shifting focus from litigation to issuing fiduciary processes during the 2026 PLANSPONSOR National...
IRS Raises Health Plan Thresholds, HSA Limits
Effective in 2027, the contribution limit for health savings accounts will increase to $4,500 from $4,400.
Financially Strained Employees Seek Benefits Guidance
As current economic pressures can reduce retirement savings, employers can help workers rebuild financial well-being.
Mariners Wealth Advisors Data Breach Affects Nearly 9,000 Customers
The security incident from last November did not impact financial or investment accounts, according to the Maine state attorney general’s...
Transamerica, T. Rowe Price, TIAA Launch Guaranteed Lifetime Income Product
IncomeSelect embeds guaranteed lifetime income within T. Rowe Price target-date funds offered through a collective investment trust.
Financial Surveys Turn Up Gender-Specific Challenges
Nearly one-third of women investors reported communication gaps with advisers, and many married couples avoid key financial conversations altogether, according...
EBSA Head Aronowitz Says DOL Ended ‘Fiduciary Rule Madness’
From a restored five-part fiduciary test to reducing ‘meritless’ litigation, the head of the Employee Benefits Security Administration defended his...
Financial Independence Lags Among Millennials, Gen X, per Northwestern Mutual
More than half of surveyed Millennials said they would not be able to support themselves if they needed to.
Polled Adults Score 37% on Retirement Know-How, per Study
US adults also had the lowest level of general financial literacy in the past decade, according to the TIAA Institute...
Matthew Michelini Named President of Athene
The former Apollo Global Management head of Asia-Pacific pledges a ‘more diverse set’ of retirement products.
DC Plan Roth Contributions, by the Numbers
Defined contribution plan sponsors share whether they offer Roth contributions and in-plan Roth conversions.
AI Product & Service Launches – 6/1/2026
FMG launches marketing intelligence system for advisers; Zocks provides tech for Hightower advisers; Broadridge extends partnership with Kyndryl for digital...
Nuts and Bolts: When Do Roth Contributions Make Sense?
While Roth contributions are often conflated with after-tax contributions, experts say it may help to think of retirement assets going...
Retirement Industry Deals and People Moves – 5/29/2026
Fiduciary Trust Co. hires investment officer; Guardian appoints head of client solutions; Wells Fargo hires AI leader; and more.
Real Assets Emerge as Key Portfolio Diversifiers
Timberland, farmland and commercial real estate are gaining attention as protectors against market volatility, according to Bank of America.
DOL Presents 3 Oral Arguments Backing Employers in Forfeiture Cases
Department of Labor attorneys requested that the appeals courts affirm previous decisions to dismiss claims of fiduciary breach under the...