A New Jersey appellate court affirmed dismissal of fraud charges against advisers who recommended that a firm join a multiemployer welfare benefit plan.
The ERISA Industry Committee (ERIC), Investiment Company Institute (ICI), and the SPARK Institute all gave the Department of Labor (DoL) opinions on its recent fee disclosure proposal.
401(k) Producer Services, an affiliate of 401(k) Advisors, announced it has beefed up its practice management tools for advisers under the new name Retirement Plan Advisory Group.
MassMutual's Retirement Services Division unveiled a new registered product for 401(k), 401(a), and 403(b) plans with assets of $1 million or more using a third-party administrator (TPA).
Wachovia Retirement Services is offering a free retirement consultation by phone to employees of the 6,400 companies for which Wachovia is 401(k) plan administrator.
More workers and retirees are losing sleep over their long-term financial security than lasts year, according to the latest Principal Financial Well-Being Index.
Independent broker/dealer network National Planning Holdings, Inc. (NPH), today announced the launch of an advisory platform for its affiliated advisers.
The John Hancock Funds II Emerging Markets Value Fund was added to four of the John Hancock Freedom 529 college savings plan enrollment-based portfolios and one of its...
LPL Financial Corporation is expanding its product and service offering with introduction of an integrated adviser solution platform, supporting independent registered investment advisers (RIA) and hybrid (dually registered)...
Over the past several weeks, I’ve received a dozen different inquiries from providers and advisers, all wanting to know if we’re seeing any pickup in provider changes.
Over the past several weeks, I’ve received a dozen different inquiries from providers and advisers, all wanting to know if we’re seeing any pickup in provider changes.
Many sales assistants offer their advisers a versatile and valuable business partner, and research shows assistants are interested in expanding beyond their traditional administrative role.
The world’s developed and emerging equity markets both lost ground in August, and have produced double-digit, negative returns over the past three-months, according to Standard&Poor’s.
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