Deals & People

Last year’s group of PLANADVISER Emerging Leaders share what the incoming class should keep in mind for their year of...

Prosperity taps Jeff Lenhart as president; Jackson Lewis names new employee benefits principal; and State Street appoints Pete Dorsey as...

Mercer Advisors acquires NorthAvenue Financial Advocates; LPL adds Conte Wealth Advisors; Carson Group adds 2 new advisers to independent channel;...

Smart USA CEO Duane Bernt will own and continue to operate the U.S. entities, including Stadion Money Management

Under the definitive agreement, Altruist will operate as a standalone business and retain its current leadership and operating model.

O’Reilly LLC joins Osaic affiliate; Wealth Enhancement acquires Weinand Financial; and Equitable Advisors adds 2 advisers with $110 million in...

The RIA, owned by Carlyle, acquired two wealth-focused firms.

Ascensus is keeping its leadership team and service model.

Yaqub Ahmed leaves Franklin Templeton after 17 years with its retirement team.

Citi Wealth names new head of wealth planning; Arden Trust Co. names a new president; Manulife John Hancock Retirement makes...

Fulton’s background includes accounting, tech startups and mergers and acquisitions.

The transaction will deepen the company’s custom portfolio and investment lineup service capabilities.

The firm announced new leadership responsibilities for its heads of artificial intelligence across its investment, distribution and risk functions.

Merit Financial Advisors acquires $900M firm; Cetera adds $240M former Commonwealth advisers; Prudential Advisors taps Ameriprise adviser; and more.

The recent acquisitions of NEOS Investments and Innovator Capital Management more than triple Goldman Sachs’ assets in exchange-traded funds.

The new division of the $73.6 billion retirement firm includes a robo-adviser and a brokerage account.

The executive previously served at OneDigital and the Alera Group.

Cornerstone Research names Bryan Ricchetti CEO; Franklin Templeton expands global client group leadership; The Standard names Tony McMasters regional VP...

As part of the transaction, Abry Partners is exiting its investment with Prime Capital Financial.

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