Compliance

Ford retirement plan fiduciaries allegedly used participant assets, rather than company funds, to pay administrative expenses.

Banner Health and its plan fiduciaries allegedly caused employees with supplemental insurance offerings to pay excessive premiums.

The new rules, which critics said would label independent investment advisers and broker/dealers ‘employees,’ go into effect in October.

Honeywell International Inc. and Siemens Corp. gave the Department of Labor 5 of their allotted 15 minutes of oral argument...

The head of the Employee Benefits Security Administration confirmed that the agency is considering additional guidance—particularly on fiduciary ‘duty to...

The Securities and Exchange Commission’s regulatory statement may open the door to wider participation in pooled employer plans.

Congressional action is required to allow collective investment trusts to be included in 403(b) plans.

The settlement total would give each plaintiff $3,613, but lawyers are expected to take up to one-third of the amount.

The Department of the Treasury is tasked with launching the TrumpIRA.gov site by next year and promoting awareness of the...

The brief—submitted by AARP, the Pension Rights Center, and Better Markets—backs employees suing Intel over the handling of their retirement...

The Securities and Exchange Commission is accepting public feedback on a review of the world’s largest database of retail and...

Starting Tuesday, the public has 60 days to submit written feedback to the IRS on the new form.

Personal data of about 77,000 customers were accessed by an unauthorized third party, according to Massachusetts regulators.

The US 4th Circuit Court of Appeals also shared its six-part framework to distinguish between a bonus program and a...

There were 41.7 million health savings accounts in the US at the end of last year—a 6% increase from 2024,...

The Republican-sponsored bill would also impose new voting and reporting duties on asset managers and pension fiduciaries.

The Department of Labor previously filed an amicus brief supporting the defendants in the case, Hutchins v. HP Inc.

Democrat and Republican members alike criticized pharmacy benefit managers, who they say profit from driving up drug costs.

As the Department of Labor publishes comments on its proposed rule on alternative investments in defined contribution plans, industry leaders...

Facing a Senate committee, Kevin Warsh said President Donald Trump ‘never asked’ him to commit to specific monetary policy decisions.