ING Agrees to Settlement in Spitzer Fee Suits
ING Group has agreed to pay $33 million to settle lawsuits which allege it took fees in exchange for promoting particular funds in retirement plans and did not...
Compliance
Court Approves $11M Settlement in Co. Stock Suit
The US District Court for the Southern District of Ohio has approved an $11 million settlement for a class of former employees of Broadwing Inc., which sued the...
Making Amends: Problems and Solutions for Participant Loan Missteps
According to the IRS, one of the common retirement plan administration mistakes relates to plan loan failures and deemed distributions. Advisers can assist their clients in implementing administrative...