Compliance

Commenters at a Senate Finance Committee hearing held Wednesday sure hoped so—and they had a lot of ambitious ideas.

A Q&A addresses the auto-enrollment cap and safe harbor notice requirements.

The short, pro-defense ruling concludes that the lead plaintiff has not exhausted all potential administrative remedies, making a lawsuit inappropriate at this juncture.

But taxes are negligible for the lowest four quintiles, according to the Center for Retirement Research at Boston College.

Guidance about how to deal with missing participants and uncashed checks has been issued piecemeal over the years.

Fiduciaries are accused of failing to switch to and investigate the availability of lower-cost versions of funds offered in the plan.

A federal judge granted Cerner’s motion to dismiss the case then reopened it on the same day, announcing the parties were to discuss a potential settlement.

Details have not yet been published, but a court filing shows the parties have reached an agreement to resolve the long-running case.

With so many other challenges and debates dominating the halls of the Capitol, it is hard to imagine the union pension funding crisis will be addressed during this...

The agency has also highlighted important modifications to the form.

It’s anyone’s guess at this early juncture whether the fiduciary breach lawsuit will fizzle, though it includes some familiar allegations from other lawsuits filed by Capozzi Adler.

A federal district court judge noted there are more than 460,000 loans at issue.

The plaintiff filed a first amended complaint on October 23, trying to correct pleading errors after Abbott was dismissed from the lawsuit.

The sense of déjà vu associated with the filing of a finalized fiduciary rule by the Department of Labor is palpable, but one ERISA expert says this version...