Regulatory & compliance | litigation
A Question of Liability
When the rash of litigation yields scant legal precedent, what can advisers take away?
Reported by Judy Faust Hartnett
To access this premium content, please sign up for a free account!
You Might Also Like:

DOL Says Citi’s Diverse Asset Manager Program is Unlawful
The Department of Labor said the guidance no longer reflects its views, rescinding a 2023 advisory opinion approving the Citi...

Experts Split on Private Equity in 401(k) Plans
Supporters say access to PE would allow participants the chance to enjoy higher returns, while naysayers stress that the asset...

Supreme Court Rules For Workers in Cornell 403(b) Plan Lawsuit
The ruling means Cornell employees can again challenge the university about claims of excessive recordkeeping fees in the school’s defined...