The SEC chair said that an AI program that even accounts for the interests of the adviser could present conflicts...

The IRS notice provides additional time to rollover mistaken required minimum distributions as well as RMD relief for IRA beneficiaries.

Hub expands in Southeast; Nava acquires benefits consultancy; Cerity adds wealth managers focused on women-owned businesses; and more.

The investment giant has registered a Bermuda affiliate to focus on the booming pension risk transfer and retail annuity markets,...

PBI Research Services announced that more than 371,000 customers at client Fidelity had personal data exposed in the breach.

Former Pendal Group CEO Nick Good will report to CEO and Chair David Musto.

Investment advisories rank the marketing rule as the ‘hottest’ topic for the third year in a row, followed by cybersecurity...

The proposed class action alleges Elon Musk promised to abide by the firm’s severance plan but did not follow through.

The plaintiffs filed an unopposed settlement after “hard-fought” negotiations.

The head of a retirement plan advice and managed account provider discusses the ‘race to the participant’ and why some...

A new Cogent report shows plan sponsors are more likely to direct heightened scrutiny, including cost-cutting, toward their retirement plans.

Michelle Richter-Gordon and Mark Chamberlain are seeking adviser feedback on a digital guide touting the virtues of single premium immediate...

Given the appellate court’s ruling, the district court found no ‘single policy’ affecting all putative class participants from Washington University...

Gen Xers entered the workforce as pensions were fading and 401(k) plans were ‘primitive.’ Now they are closest to retirement...

The financial and insurance advisory brings on Indianapolis-based American Pension Advisors, along with its 1,200 clients. 

The SEC penalty addressed recordkeeping issues including the early deletion of 47 million emails.

An IRS clarification that expanded audits for PEPs may be a factor for some providers in leaving the market.

Despite the Supreme Court striking down the student loan debt relief program, there is some good news for debtors.

Eligible borrowers will not receive up to $20,000 in student loan debt forgiveness from the federal government. 

A Connecticut federal jury sided mostly in favor of Yale over the management of its $5.5 billion retirement program.