Investment Focus PLANADVISER May/June 2019

A Precipitous Drop in ETF Flows

BlackRock and Vanguard ETFs still lead, but mutual funds eclipse them

Reported by

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Compliance

October 6th, 2025

Since April, the Investment Company Institute has looked into what asset managers may need to launch exchange-traded-fund share classes within...

Data & Research

August 11th, 2025

Interest in non-U.S.-equity exchange-traded funds is growing and investors are also rotating out of small-cap equities.

Data & Research

July 29th, 2025

Registered investment advisers held nearly half of all active ETF assets and almost 40% of total ETF assets last year,...

Capitol News PLANADVISER May/June 2019

Compliance News

Legislative and judicial actions

Reported by

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Compliance

November 5th, 2025

The settlement will cover more than 6,000 current and former participants of the Hess Corp. Employees’ Savings Plan.

Compliance

November 5th, 2025

The plan’s custom benchmark failed to properly track the investments, which underperformed similar funds, according to the plaintiffs.

Compliance

October 30th, 2025

Retirees accused Northrop Grumman Corp. of allegedly misinforming pension participants about their promised benefits.